6-months Senior Compliance Officer (AIFM)
Engelwood Asset Management S.A. – 6-months Senior Compliance Officer (AIFM)
Engelwood Asset Management S.A. is active in fund structuring, asset management and asset services. The company was founded in July 2001 and was renamed Engelwood Asset Management S.A. in July 2019.
Engelwood Asset Management S.A. is a CSSF regulated third party AIFM (European Alternative Investment Fund Manager) in Luxembourg.
We are temporarily looking for a 6-months Senior Compliance Officer to join our company.
Key responsibilities:
- Assessing and ongoing monitoring of the constant compliance of the AIFM with all applicable regulatory and legislative provisions;
- Identify and assess the compliance risk of the AIFM;
- Active participation in dissolving issues related to the compliance of the AIFM;
- Reporting Control Duties of the Conducting Officer in relation to the AIFM and the AIFs under management. Drafting, review, observance of deadlines;
- AML Manual Drafting, Internal and external Reporting Procedures, Guidelines on implementation;
- Remain updated and implementing Watch lists, Restriction lists, regulatory updates & legal developments;
- Participating on the on-boarding of clients – KYC, AML screening, Agreements;
- Ensure the regulatory compliance of the funds’ setup;
- Communication with AED & CSSF where appropriate.
Minimum profile requirements:
- Bachelor/Master in Corporate Law, Management or Economics;
- Minimum of 3-4 years of experience in a Manco or AIFM or in a consulting role for AIFMs;
- Acting as a team member with flexibility and a proactive “can-do” attitude;
- Outstanding attention to details;
- Client-oriented and problem solver;
- Good organizational skills, ability to work under pressure and set priorities;
- Good knowledge of local AML laws and regulations in Luxembourg;
- Good knowledge of standard computer tools (MS Office: Word, Excel, PowerPoint);
- Fluency in French and English, both written and oral, and any additional language (Italian, Spanish…) would be an asset.
The salary package offered will be commensurate with your professional expertise and experience. This position is available
immediately. This is a unique and potentially career-defining opportunity for the candidate with the right spirit and experience.
If you are interested in taking this challenging opportunity please send your application (cover letter, CV, supporting references)
Please note that only shortlisted candidates will be contacted by our HR team.
In compliance with the law of 23rd July 2016, the selected candidate will be requested to provide a criminal record (section 3).
We are an equal opportunity employer, who believes that diversity is good for our people and our business. As such, we welcome
applications from candidates without regard to their gender, age, racial or ethnic origin, religion or beliefs, sexual orientation/
identity or disability.
